Jim Eiseman, MBA, CFP®, RICP®, CLU®

Financial Advisor, Chief Operating Officer

Jim is a seasoned Financial Advisor and Chief Operating Officer at ROI Financial Group, bringing over a decade of experience in guiding individuals and families toward financial confidence and long-term success. Since joining the firm in 2021, Jim has played a key role in both strategic leadership and client advisory, drawing on his deep industry knowledge and personalized approach to planning.

Prior to his role at ROI, Jim founded and successfully operated his own New York Life office beginning in 2012. His entrepreneurial background and client-first philosophy have been instrumental in shaping his ability to develop customized financial strategies. Jim takes time to thoroughly understand each client's financial situation, goals, and values. From there, he crafts tailored plans that may include managed account strategies, mutual funds, insurance solutions, and annuities.

Jim holds the prestigious Certified Financial Planner™ (CFP®) designation—recognized as the standard of excellence in financial planning—along with the Chartered Life Underwriter® (CLU®) and Retirement Income Certified Professional® (RICP®) credentials. These designations reflect his commitment to delivering holistic, knowledgeable, and ethical financial guidance.

He earned his Bachelor of Arts in Economics and Political Science from Canisius College and his Master of Business Administration (MBA) from St. Bonaventure University. Jim is licensed with Series 6, 7, 63, and 66 securities registrations, as well as Life, Accident, and Health Insurance licenses.

Jim has consistently been recognized for his performance and professionalism, earning a spot on the New York Life Executive and President’s Councils, 2015-2025. He is also actively engaged in advocacy and leadership as a member of the New York Life Buffalo Office Political Involvement team.

Jim has a strong history of community involvement. He previously served as Board Chair of the Penn Dixie Fossil Park, where he was a board member beginning in 2014. He is a past board member of the Southtowns Regional Chamber of Commerce and a former President and current member of the Hamburg Sunrise Rotary Club. He is also a member of the Court of the Table – Million Dollar Round Table (MDRT®), an honor reserved for top-tier financial professionals worldwide.

Jim and his wife, Andrea, reside in Hamburg, NY with their son, Henry. Together, they enjoy traveling, camping, and exploring the outdoors—frequently visiting the Adirondacks and making it a goal to explore all the U.S. National Parks. A passionate local sports fan, Jim is a proud Buffalo Bills and Sabres season ticket holder.

The Million Dollar Round Table (MDRT), The Premier Association of Financial Professionals, is recognized globally as the standard of excellence for life insurance sales performance in the insurance and financial services industry.

Council is an annual New York Life recognition program based on agent production from July 1- June 30.