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Marc Rosenthal, David Johnston, Joshua McCarthy, Christopher Alderson, James Eiseman, and Scott Zeplowitz (Scott Zeplowitz CA Insurance License # 0L68322) are agents collectively licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies collectively in AZ, CA, CO, FL, GA, IL, KS, MA, ME, MD, NJ, NV, NY, OH, PA, RI, SC, TN, and TX. No insurance business may be conducted outside the states referenced.
Marc Rosenthal, David Johnston, Joshua McCarthy, Christopher Alderson, James Eiseman, and Scott Zeplowitz are Registered Representatives, collectively, of and offer securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a Licensed Insurance Agency. In this regard, this communication is strictly intended for individuals residing in the state(s) of AZ, CA, CT, CO, FL, GA, IL, KS, MA, MD, NC, NJ, NV, NY, OH, PA, SC, TN, TX, RI, UT, VA, and WI. No offers may be made or accepted from any resident outside the specific state(s) referenced.
ROI Financial Group is not owned or operated by NYLIFE Securities LLC, or its affiliates.
Marc I. Rosenthal, Joshua McCarthy, Scott Zeplowitz, James Eiseman, and Christopher Alderson are separately registered investment adviser representatives under Eagle Strategies LLC, a Registered Investment Advisor, offering investment advisory services in the state(s) of PA, TX, AZ, CA, CO, CT, FL, GA, IL, KS, MA, MD, NC, NJ, NV, NY, OH, PA, TN, UT, VA, and WI. As such, these services are strictly intended for individuals residing in the specific state(s) referenced.
Marc Rosenthal is a member of The Nautilus Group®. The Nautilus Group® is a service of New York Life Insurance Company. New York Life Insurance Company, its agents, employees and affiliates do not provide tax legal or accounting advice.
1Securites offered through NYLIFE Securities LLC, member FINRA/SIPC, A Licensed Insurance Agency.
2The Million Dollar Round Table (MDRT), The Premier Association of Financial Professionals, is recognized globally as the standard of excellence for life insurance sales performance in the insurance and financial services industry.
3Neither New York Life Insurance Company nor is agents or affiliates, nor ROI Financial Group or staff provide tax, legal, or accounting advice. Please consult your own tax, legal, or accounting professional before making any decisions.
*Beginning 1/1/15, an IRA participant is allowed only one indirect rollover in any 12-month period across all IRAs that he or she owns. An indirect rollover is a participant-initiated distribution in which the participant receives the proceeds and subsequently rolls those proceeds into another (or the same) IRA within 60 days. Individuals can continue to make unlimited trustee-to-trustee transfers (transfers directly between IRAs) as well as unlimited conversions from traditional IRAs to Roth IRAs. Clients should consult their tax advisor prior to affecting a rollover. When considering rolling over the proceeds of your retirement plan to another tax-qualified option, such as an IRA, please note that you may have the option of leaving the funds in your existing plan or transferring them into a new employer’s plan. You may wish to consult with your new employer, if any, to learn more about the options available to you under your plan and any applicable fees and expenses. You may owe taxes if you withdraw funds from the plan. Please consult a tax advisor before withdrawing funds.
For additional information, visit Customer Relationship Summary.pdf
