Our Typical Clients

We’re here to be your financial partner for life. Whether in the peak of your career, need help making the most of your wealth, or you’re entering retirement and want to make sure you’re enjoying it to the fullest, we are here to help every step of the way. While we have developed special expertise with the following clients, we are always happy to meet if you feel as though we would be a good fit. We look forward to meeting soon.

parent and child looking at laptop on couch with other family in nearby kitchen

SUCCESSFUL INDIVIDUALS AND FAMILIES

Financial peace of mind comes to each person in a different way. Whether you’re coming to us with a specific need in mind, or you need help determining your next steps, we are committed to helping you discover the best strategies and resources to support your big-picture goals.

We offer customized services and cutting-edge products to help families maximize the return for their hard work, protect assets and loved ones, and grow in each stage of life. As your life changes and evolves, we’ll be here to make sure you’re always armed with the necessary tools for financial strength and protection. Whatever a sound financial future looks like to you, however your family grows—we have you covered.


women holding coffee and man looking at clipboard

ENTREPRENEURS AND BUSINESS OWNERS

Establishing a strong financial foundation for your business is about more than monitoring cash flow and meeting quarterly goals. Many have to consider how to recruit and maintain top employees, protect the company against legal action, and create a succession strategy for the future. At ROI Financial Group, we understand the intricacies involved with running a business, and we’re here to offer customized solutions that support your company’s entire financial picture.


two doctors in lab coats walking together

HEALTHCARE PROFESSIONALS

Years of education and training for your career can take a toll on your finances. Student loans accumulate while you’re in school; then long hours and stressful days make it difficult to gain traction in your finances once you begin your career. Striking a balance between your lifestyle and financial freedom requires time and attention you don’t have to spare.

At ROI Financial Group, we understand the financial challenges that come with being a healthcare professional. Your dedication to serving others comes with a unique set of financial considerations for your practice and your personal life, and you deserve the guidance of a trusted professional to help you navigate your priorities and needs.


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PRE-RETIREES AND RETIREES


Retirement should mean a new phase of life, not the end of a lifestyle. At ROI Financial Group, we believe retirement planning means securing your financial future, so you have freedom of your time. Whether you want to continue running your business as long as possible or you plan to enjoy an early retirement, we will help you determine the steps to get you there. We’ll work with you to develop a personalized plan that allows you to focus on the present while you establish a rewarding future.

ROI Office
Disclosure

Marc Rosenthal is an agent licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of CA (CA Insurance License #4135101), CT, FL, GA, IL, KS, MA, MD, ME, NJ, NV, NY, OH, PA, RI, SC, TN, TX, UT, and WV. No insurance business may be conducted outside the states referenced.

Marc Rosenthal is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 7 Limestone Dr, Williamsville, NY, 14221, 716-568-4800. In this regard, this communication is strictly intended for individuals residing in the states of AL, AZ, CA, CO, CT, FL, GA, IL, KS, MA, MD, ME, MT, NC, NJ, NV, NY, OH, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, and WV. No offers may be made or accepted from any resident outside the specific states referenced.

Marc Rosenthal is also a Financial Adviser with Eagle Strategies LLC, a Registered Investment Adviser, and a wholly-owned subsidiary of New York Life Insurance Company, offering advisory services in the states of AL, AZ, CA, CO, CT, FL, GA, IL, KS, MA, MD, ME, MT, NC, NJ, NV, NY, OH, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, and WV. As such, these services are strictly intended for individuals residing in the states referenced.

Marc Rosenthal is a Member Agent of The Nautilus Group®, a service of New York Life Insurance Company.

The Million Dollar Round Table (MDRT), The Premier Association of Financial Professionals®, is recognized globally as the standard of excellence for life insurance sales performance in the insurance and financial services industry.

ROI FINANCIAL GROUP is not owned or operated by NYLIFE Securities LLC or its affiliates.

Neither ROI FINANCIAL GROUP nor its associates are in the business of offering tax, legal, or accounting advice. Please consult your own tax, legal, or accounting professional before making any decisions.

*Beginning 1/1/15, an IRA participant is allowed only one indirect rollover in any 12-month period across all IRAs that he or she owns. An indirect rollover is a participant-initiated distribution in which the participant receives the proceeds and subsequently rolls those proceeds into another (or the same) IRA within 60 days. Individuals can continue to make unlimited trustee-to-trustee transfers (transfers directly between IRAs) as well as unlimited conversions from traditional IRAs to Roth IRAs. Clients should consult their tax advisor prior to affecting a rollover. When considering rolling over the proceeds of your retirement plan to another tax-qualified option, such as an IRA, please note that you may have the option of leaving the funds in your existing plan or transferring them into a new employer’s plan. You may wish to consult with your new employer, if any, to learn more about the options available to you under your plan and any applicable fees and expenses. You may owe taxes if you withdraw funds from the plan. Please consult a tax advisor before withdrawing funds.